Institution record
Mizuho Securities
Mizuho Securities Co., Ltd
- Source score
- 4.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (selected forex and cfd broker records: europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Monetary Authority of Singapore | Not supplied | Regulated | MIZUHO BANK, LTD. | — | |
Bundesanstalt für Finanzdienstleistungsaufsicht | 10115675 | Regulated | Mizuho Bank Europe N.V. | — | |
European Central Bank (ECB Banking Supervision / SSM) | 724500ZSA7ZOZHUXBS53 | Regulated | Mizuho Bank Europe NV | — | |
Financial Conduct Authority | 119256 | Regulated | Mizuho International plc | 2021-12-01 | |
Hong Kong Monetary Authority (HKMA) | Not supplied | Regulated | MIZUHO BANK, LTD. | — | |
Securities and Futures Commission | AEZ953 | Regulated | Mizuho Securities Asia Limited | 2005-04-27 | |
Financial Services Agency | 7010001008687 | Revoked | Mizuho Securities Co., Ltd. | 2007-09-30 |
Peer source record comparison
Compare imported fields for Mizuho Securities and other records in our selected forex and cfd broker records: europe dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Mizuho Securities (this record) | MASBaFinEuropean Central Bank (ECB Banking Supervision / SSM)+4 | 6 / 7 | Risk level not supplied | 4.0 | 0 |
BaFin | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
BaFin | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
BaFin | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
BaFin | 1 / 1 | Risk level not supplied | 5.0 | 0 | |
BaFin | 0 / 1 | Risk level not supplied | 4.0 | 0 |
Mizuho Securities: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Mizuho Securities's regulatory licence status and supervisory authorisation?
The imported dataset contains 7 licence entries associated with Mizuho Securities (legal entity reference: Mizuho Securities Co., Ltd); 6 are labelled "regulated" and 6 are labelled regulated or registered: MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated; BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 10115675, status: regulated; European Central Bank (ECB Banking Supervision / SSM) — licence 724500ZSA7ZOZHUXBS53, status: regulated; Financial Conduct Authority — licence 119256, status: regulated; Hong Kong Monetary Authority (HKMA) — licence Not supplied, status: regulated; SFC (Securities and Futures Commission) — licence AEZ953, status: regulated; FSA (Financial Services Agency) — licence 7010001008687, status: revoked. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official MAS, BaFin, European Central Bank (ECB Banking Supervision / SSM) public register.
Which of Mizuho Securities's jurisdictions and licences fall within this site's regulatory coverage?
No matching licence records were found in this site's selected forex and cfd broker records: europe source selection. The dataset may be incomplete; check the relevant official registers before drawing conclusions about authorisation or jurisdiction.
What is Mizuho Securities's institutional risk classification, enforcement exposure, and score profile?
Mizuho Securities carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 4.0, risk & licensing: 4.0, brand: 4.0, market influence: 4.0, user reputation: 0.0). The imported source lists 0 exposure entries and 1 licence record with elevated status flags (FSA: revoked). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Mizuho Securities's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Mizuho Securities, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to MAS.