Institution record
StoneX One
StoneX Financial Inc.
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (forex and cfd brokers authorised in europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
U.S. Securities and Exchange Commission (SEC) | CRD 136795 / SEC 8-68179 | Regulated | StoneX Financial Inc. | 2015 | |
Financial Conduct Authority | 446717 | Regulated | StoneX Financial Ltd | 2010 | |
National Futures Association | 0501390 | Regulated | StoneX Financial Inc. | 2015 | |
Monetary Authority of Singapore | Not supplied | Regulated | StoneX Financial Pte. Ltd. | 2011 | |
Australian Securities and Investments Commission | 345646 | Regulated | City Index Australia Pty Ltd | 2014 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing StoneX One against peer institutions in our forex and cfd brokers authorised in europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| StoneX One (this record) | U.S. Securities and Exchange Commission (SEC)Financial Conduct AuthorityNFA+2 | 5 / 5 | Risk level not supplied | 5.0 | 0 |
CYSECCONSOB | 2 / 2 | Risk level not supplied | 6.2 | 0 | |
Central Bank of the Republic of San Marino (CBSM)Central Bank of the Republic of San Marino (CBSM) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (RAB / MTR Register) | 1 / 2 | Risk level not supplied | 4.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)Estonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 1.0 | 0 | |
CNMVCYSEC | 2 / 2 | Risk level not supplied | — | 0 |
StoneX One: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is StoneX One's regulatory licence status and supervisory authorisation?
In our imported dataset, StoneX One (legal entity reference: StoneX Financial Inc.) holds 5 recorded licence entries, of which 5 carry a "regulated" status and 5 are marked regulated or registered: U.S. Securities and Exchange Commission (SEC) — licence CRD 136795 / SEC 8-68179, status: regulated; Financial Conduct Authority — licence 446717, status: regulated; NFA (National Futures Association) — licence 0501390, status: regulated; MAS (Monetary Authority of Singapore) — licence Not supplied, status: regulated; ASIC (Australian Securities and Investments Commission) — licence 345646, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official U.S. Securities and Exchange Commission (SEC), Financial Conduct Authority, NFA public register.
Which of StoneX One's jurisdictions and licences fall within this site's regulatory coverage?
StoneX One is registered at 230 S LaSalle St #10-500 Chicago, IL 60604 and tracked under our forex and cfd brokers authorised in europe scope based on its institutional service profile (Indices, Forex, Commodities) rather than a domestic focus licence. Its 5 recorded licences (U.S. Securities and Exchange Commission (SEC), Financial Conduct Authority, NFA, MAS, ASIC) should be evaluated for cross-border passporting and local solicitation rules.
What is StoneX One's institutional risk classification, enforcement exposure, and score profile?
StoneX One carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to StoneX One's platforms, entity structure, and complaints?
Before allocating capital or executing trades with StoneX One, institutional and retail allocators should: (1) confirm the domain (stonex.co) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to U.S. Securities and Exchange Commission (SEC).
Related institutional research & regulatory analysis
Editorial briefings and compliance research from FXMacro Wire relevant to StoneX One's supervisory scope.
EM & Commodity FX Macro
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope: Policy Rate Differential & OIS Forward Curve Breakdown (1.50% Annualized Band Slope Benchmark)
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope (USDSGD-MAS-SNEER) stands at 1.50% (Annualized Band Slope) (Source: Monetary Authority of Singapore, 2026-10-20), governing overnight RFR spreads (SOFR, €STR, SO
Central Bank Policy & G10 Rates
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope: 3-Month & 12-Month Institutional FX Hedging Cost Analysis (1.50% Annualized Band Slope Benchmark)
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope (USDSGD-MAS-SNEER) stands at 1.50% (Annualized Band Slope) (Source: Monetary Authority of Singapore, 2026-10-20), governing hedged sovereign bond pickup for Euro
G10 FX Liquidity & Sovereign Reserves
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope: Quarter-End Cross-Currency Basis Swap Turn & USD Funding (1.50% Annualized Band Slope Benchmark)
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope (USDSGD-MAS-SNEER) stands at 1.50% (Annualized Band Slope) (Source: Monetary Authority of Singapore, 2026-10-20), governing G-SIB balance-sheet window dressing a
Cross-Currency Basis & Swap Flows
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope: Sovereign Central Bank Reserve Manager Rebalancing Flows (1.50% Annualized Band Slope Benchmark)
USD/SGD & MAS S$NEER Nominal Effective Exchange Rate Slope (USDSGD-MAS-SNEER) stands at 1.50% (Annualized Band Slope) (Source: Monetary Authority of Singapore, 2026-10-20), governing IMF COFER quarterly currency share sh