Institution record
FTX US
- Source score
- 5.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (forex and cfd brokers authorised in europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Financial Crimes Enforcement Network (FinCEN) | 31000195443783 | Regulated | FTX US | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing FTX US against peer institutions in our forex and cfd brokers authorised in europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| FTX US (this record) | Financial Crimes Enforcement Network (FinCEN) | 1 / 1 | Risk level not supplied | 5.0 | 0 |
CYSECCONSOB | 2 / 2 | Risk level not supplied | 6.2 | 0 | |
Central Bank of the Republic of San Marino (CBSM)Central Bank of the Republic of San Marino (CBSM) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (RAB / MTR Register) | 1 / 2 | Risk level not supplied | 4.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)Estonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 1.0 | 0 | |
CNMVCYSEC | 2 / 2 | Risk level not supplied | — | 0 |
FTX US: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is FTX US's regulatory licence status and supervisory authorisation?
In our imported dataset, FTX US (legal entity reference: FTX US) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: Financial Crimes Enforcement Network (FinCEN) — licence 31000195443783, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official Financial Crimes Enforcement Network (FinCEN) public register.
Which of FTX US's jurisdictions and licences fall within this site's regulatory coverage?
FTX US is tracked under our forex and cfd brokers authorised in europe coverage scope based on its institutional service profile (multi-asset financial services) rather than a domestic focus licence. Its 1 recorded licence (Financial Crimes Enforcement Network (FinCEN)) should be evaluated for cross-border passporting and local solicitation rules.
What is FTX US's institutional risk classification, enforcement exposure, and score profile?
FTX US carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 5.0, risk & licensing: 5.0, brand: 5.0, market influence: 5.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to FTX US's platforms, entity structure, and complaints?
Before allocating capital or executing trades with FTX US, institutional and retail allocators should: (1) confirm the domain (claims.ftx.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to Financial Crimes Enforcement Network (FinCEN).
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