Institution record
Anand Rathi
ANAND RATHI SHARE AND STOCK BROKERS LTD
- Source score
- 7.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (forex and cfd brokers authorised in europe) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
Securities and Exchange Board of India | INZ000170832 | Regulated | ANAND RATHI SHARE AND STOCK BROKERS LIMITED | 1994-12-16 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Anand Rathi against peer institutions in our forex and cfd brokers authorised in europe dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Anand Rathi (this record) | SEBI | 1 / 1 | Risk level not supplied | 7.0 | 0 |
CYSECCONSOB | 2 / 2 | Risk level not supplied | 6.2 | 0 | |
Central Bank of the Republic of San Marino (CBSM)Central Bank of the Republic of San Marino (CBSM) | 2 / 2 | Risk level not supplied | 5.0 | 0 | |
Estonian Financial Intelligence Unit (RAB / MTR Register) | 1 / 2 | Risk level not supplied | 4.0 | 0 | |
Estonian Financial Intelligence Unit (FIU / RAB)Estonian Financial Intelligence Unit (FIU / RAB) | 2 / 2 | Risk level not supplied | 1.0 | 0 | |
CNMVCYSEC | 2 / 2 | Risk level not supplied | — | 0 |
Anand Rathi: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Anand Rathi's regulatory licence status and supervisory authorisation?
In our imported dataset, Anand Rathi (legal entity reference: ANAND RATHI SHARE AND STOCK BROKERS LTD) holds 1 recorded licence entry, of which 1 carries a "regulated" status and 1 are marked regulated or registered: SEBI (Securities and Exchange Board of India) — licence INZ000170832, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official SEBI public register.
Which of Anand Rathi's jurisdictions and licences fall within this site's regulatory coverage?
Anand Rathi is registered at 11th Floor, Times Tower, Kamala City, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013 India and tracked under our forex and cfd brokers authorised in europe scope based on its institutional service profile (Investment services, including brokerage services for stocks, commodities, IPOs, currencies, derivatives, structured products, bonds and smart baskets, as well as other services such as insurance, corporate deposits and loans, portfolio management, research and advisory, margin financing, equity loans, etc.) rather than a domestic focus licence. Its 1 recorded licence (SEBI) should be evaluated for cross-border passporting and local solicitation rules.
What is Anand Rathi's institutional risk classification, enforcement exposure, and score profile?
Anand Rathi carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.0, risk & licensing: 6.0, brand: 7.0, market influence: 7.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Anand Rathi's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Anand Rathi (listed execution software: AnandRathi Trade Mobi New, MT4, MT5), institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEBI.
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